Compliance Audit Checklist Template

Use this Compliance Audit Checklist Template as a model to best comply with legal regulations and industry standards.

Go paperless, conduct inspections easily and solve issues quicker with your teammates.

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Pre Compliance Audit for Stores

This pre-compliance audit is used in stores.

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GMP Compliance Checklist

A GMP compliance checklist is used to assess a manufacturing company's compliance with manufacturing reports.

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Construction Compliance Audit

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What is a Compliance Audit Checklist Template?


A Compliance Audit is conducted by auditing teams to standardize safe processes within a company and identify organizational gaps or risks.



What is a Compliance Audit Checklist?


A compliance audit checklist is used by external and internal auditors to verify the company's compliance with legal regulations, industry standards or internal guidelines. Compliance checklists help to identify weaknesses in meeting business requirements.


This article discusses:


1. Why perform compliance audits


2. Lumiform: Your Mobile App & Software for Compliance Audits



Why Do a Compliance Audit using a Checklist Template?


There are a variety of advantages of using compliance audits. By implementing these audits companies ensure that they meet legal requirements and ensure a safe work environment. The following advantages are to be expected when using compliance audits:


  • Be Safe & Productive - By complying with safety requirements and ensuring safe procedures in general you can effectively increase your company's productivity.

  • Save Time & Costs - Correct and safe procedures save you time because issues and risks are successfully avoided. In this way you can also save unneccessary costs.

  • Maintain a strong reputation - Gain the trust of your clients by putting emphasis on a safe work environment.


  • Lumiform: Your Mobile App & Software for Compliance Audits


    With Lumiform's mobile app, you can easily conduct any quality and safety check, report issues and assign corrective actions quickly to team members. Easy communication with all team members and third parties allows you to improve internal processes and solve issues up to four times faster.


    Digitize checklists and internal procedures with Lumiform:

    • The flexible checklist builder from Lumiform helps you to convert any individual paper list into a digital checklist without much effort.

    • In addition, we offer more than 9,000 ready-made templates to help companies get started digitally in no time.

    • Using the super intuitive mobile App, you and your teammates conduct check in the field with ease and in no time.

    • All results, images and comments are automatically bundled in a digital report.

    • Comprehensive analyses help you to identify inefficient areas in your company more quickly and thus to continuously improve your auditing and inspection processes.