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FDA pre-approval inspection checklist

FDA pre-approval inspection checklist

Prepare with precision for FDA pre-approval by covering key areas like document accuracy, equipment status, and training records.

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FDA pre-approval inspection checklist

Prepare with precision for FDA pre-approval by covering key areas like document accuracy, equipment status, and training records.

Use this template with Lumiform

  • Customize this template or build your own
  • Fill out templates via mobile app
  • Get reports and analyse your data
Prices start from ░░░ per month
Book a demo
Learn more
or Download template as PDF

This FDA pre-approval inspection checklist is designed to help you navigate one of the most critical milestones in bringing pharmaceutical products to market. It focuses specifically on preparing your manufacturing facility for regulatory scrutiny, covering quality management systems, equipment validation, and documentation requirements.

When facing FDA inspectors, having verifiable evidence of compliance is essential. The International Accrediting Organization for Clinical Research reports that 36% of clinical trial site inspections fail, with causes like inadequate record keeping and failure to follow investigational plans. This checklist empowers you to avoid these common pitfalls by evaluating your readiness across key inspection areas.

Related categories

  • Risk management and compliance templates
  • Food manufacturing templates
  • Pharmaceutical industry templates
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  • Quality assurance templates
Preview of the template
Page 1
Sign In
Name
Company
Date
Facility Information
Facility Name
Address
Phone
Facility Type
Regulatory Status
Personnel
Responsible Person
Qualified Person
Trained Staff
Quality Management System
Quality Manual Available
Change Control Procedures
Deviations Documented
Corrective and Preventive Actions
Facility and Equipment
Appropriate Facility Design
Suitable Equipment Calibration
Preventative Maintenance Program
Documentation and Records
SOPs Available
Documentation Controlled
Batch Records Complete
Sign Off
Inspector Name
Inspector Signature
Date

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Related resources

Access a complete set of resources aimed at maximizing safety, quality, and operational excellence, including detailed guides, related templates, and real-world use cases.

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Frequently asked questions

How can I ensure my team is properly prepared to respond during the actual FDA inspection?

Use this checklist as a training tool by conducting mock inspections where team members practice answering questions about their areas of responsibility. Focus on clear communication, providing only what’s asked, and knowing when to defer to subject matter experts. The checklist helps identify knowledge gaps that can be addressed before FDA investigators arrive.

What documentation should I have readily available when using this pre-approval inspection checklist?

Have your standard operating procedures, validation protocols, batch records, deviation reports, CAPA documentation, and training records organized and accessible. Verify that these documents are not only available but also complete, accurate, and aligned with what was submitted in your drug application.

What should I do if I identify deficiencies when using this FDA pre-approval inspection checklist?

Document each deficiency, assess its risk level, and develop a corrective action plan with clear ownership and timelines. Prioritize issues that could impact product quality or patient safety. The checklist serves as your roadmap for systematic improvement, helping you track progress toward full compliance before the inspection.


This template, developed by Lumiform employees, serves as a starting point for businesses using the Lumiform platform and is intended as a hypothetical example only. It does not replace professional advice. Companies should consult qualified professionals to assess the suitability and legality of using this template in their specific workplace or jurisdiction. Lumiform is not liable for any errors or omissions in this template or for any actions taken based on its content.
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