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Human error root cause analysis template

Human error root cause analysis template

Address human error effectively with our human error root cause analysis template. This tool is designed to help teams identify and mitigate errors caused by human factors, enhancing overall operational safety and performance.

Use this template
or download pdf
Human error root cause analysis template

Address human error effectively with our human error root cause analysis template. This tool is designed to help teams identify and mitigate errors caused by human factors, enhancing overall operational safety and performance.

Use this template
or download pdf

About the Human error root cause analysis template

Using a human error root cause analysis template is essential for understanding and addressing the underlying causes of mistakes in the workplace. This template provides a structured approach to identifying human errors and their contributing factors, allowing you to systematically explore issues related to processes, training, and environment.

The primary purpose of this template is to help you uncover the root causes of human errors, enabling you to develop effective strategies to prevent recurrence. By organizing information clearly, you can focus on critical areas that need improvement, ensuring a comprehensive analysis.

Additionally, using this template enhances collaboration among team members by facilitating open discussions and diverse perspectives. It helps streamline your workflow by providing a clear framework for analysis, leading to more accurate and efficient problem-solving. Ultimately, adopting this root cause analysis template empowers you to improve safety, quality, and productivity in your organization.

Key elements of a human error root cause analysis template

This root cause analysis template has structures to effectively identify and address the underlying causes of mistakes in the workplace. Here are the key elements that make this template effective:

  • Error description: This section captures the specifics of the error, including what happened, when, and where. Providing a clear error description ensures everyone understands the context and scope, setting a solid foundation for analysis.
  • Contributing factors: This section identifies potential factors that may have contributed to the error, such as inadequate training, poor communication, or environmental conditions. By categorizing these factors, you can systematically explore different areas that might have influenced the error.
  • Root cause identification: Here, you delve deeper into each contributing factor to determine the root causes. This thorough examination helps ensure that no potential cause is overlooked, allowing for a more accurate and comprehensive analysis.
  • Corrective actions and follow-up: This section outlines steps to address the identified root causes, assigns responsibilities, and sets timelines for implementation. It ensures accountability and facilitates effective resolution, ultimately enhancing your workflow and reducing future errors.

Customizing your human error root cause analysis template

To make the most of a human error root cause analysis template, customize it to fit your specific organizational needs. Start by modifying the contributing factors section to reflect the unique aspects of your industry or business processes. This ensures the analysis is relevant and comprehensive.

You can also adjust the level of detail in each section. For complex issues, expand the template to include more detailed subcategories and questions. This helps capture all necessary information and facilitates a deeper analysis.

Incorporate your organization’s specific terminology and procedures into the template. This adaptation makes the template more intuitive and easier for your team to use, promoting consistency and efficiency.

Finally, ensure the corrective actions section is flexible enough to accommodate different types of solutions and follow-up procedures. By tailoring the template to your specific context, you enhance its relevance and effectiveness, making it a powerful tool for improving safety and productivity.

Related categories

  • Operational excellence templates
  • General templates
  • Templates for business processes
Preview of the template
Error Description
Describe the error that occurred
When did the error occur (date and time)
Who was involved in the error
What was the impact of the error
Root Cause Analysis
What were the immediate causes of the error
What were the underlying causes of the error
What factors contributed to the error (e.g. training, procedures, environment)
Preventive Actions
What actions can be taken to prevent similar errors in the future
Who is responsible for implementing the preventive actions
What is the timeline for implementing the preventive actions

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Related resources

Access a complete set of resources aimed at maximizing safety, quality, and operational excellence, including detailed guides, related templates, and real-world use cases.

Topic guides

Read in-depth guides covering key topics related to this article.

5 whys method: A practical guide for root cause analysisRoot cause analysis: A comprehensive guideA3 lean explained: A guide to efficient problem-solving All Things Lean: Manufacturing, Management, Principles and MindsetCompetency assessment: Your complete guide
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Template collections

See comprehensive collections of best practice templates related to this topic.

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Check out how the Lumiform software can be utilized for related use cases.

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Frequently asked questions

What is a human error root cause analysis template?

A human error root cause analysis template is a structured tool designed to identify and analyze the underlying causes of mistakes in the workplace. It helps teams systematically explore contributing factors and develop effective strategies to prevent recurrence, improving overall safety and efficiency.

How does a human error root cause analysis improve workplace safety?

It improves workplace safety by providing a clear framework for identifying the root causes of errors. It encourages thorough investigation and collaboration, leading to more effective corrective actions and reducing the likelihood of future incidents.

Who should use a human error root cause analysis template?

This template is ideal for managers, safety officers, and quality assurance professionals in industries such as healthcare, manufacturing, and logistics. It benefits anyone responsible for improving processes and reducing errors by offering a systematic approach to problem-solving.

What are common challenges in human error analysis and how can they be overcome?

Common challenges include incomplete data collection and biased analysis. These can be overcome by ensuring thorough data gathering and encouraging diverse team input. Using the template to guide discussions and verify findings with evidence promotes a balanced and accurate approach to problem-solving.


This template, developed by Lumiform employees, serves as a starting point for businesses using the Lumiform platform and is intended as a hypothetical example only. It does not replace professional advice. Companies should consult qualified professionals to assess the suitability and legality of using this template in their specific workplace or jurisdiction. Lumiform is not liable for any errors or omissions in this template or for any actions taken based on its content.
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