ISO 27001 Audit Checklist Template | Free Download

ISO 27001 audit checklist

About the ISO 27001 audit checklist

Assess your information security policy with this ISO 27001 audit checklist. You can use the template to review the infrastructure and set of services of the information security management system. Fill in the customizable sections of the template with the ISMS (information security management system) documentation policies and procedures for your organization, and assign roles to allocate tasks.

Strengthen information security and improve compliance

Maintaining the confidentiality, integrity, and availability of your organization’s information assets is essential, especially if you manage clients’ personal data. ISO 27001 is the global standard for information security management, and it provides a comprehensive framework for protecting information.

With this ISO 27001 audit checklist, you can evaluate whether your IT system’s risk assessment methodology has been properly defined. Nobody likes to be suddenly exposed to systemic issues that not only stall development but also disrupt team momentum. The ISO 27001 template documents the effectiveness of your ISMS and helps identify any actions or events that could impact it.

Benefits of using an ISO 27001 audit checklist

ISO 27001 certification reflects adherence to one of the most widely recognized and internationally accepted independent security standards. Even if certification isn’t strictly required, aligning with these standards can still be incredibly valuable. While ISO 27001 isn’t legally mandated in all countries, documenting your ISMS maturity can support a more strategic and sustainable development approach. In short, it helps organizations secure the information assets they manage.

Designing and implementing a coherent, comprehensive suite of information security controls—through a digital ISO 27001 compliance process—can help you anticipate threats and vulnerabilities before they become problems.

Lumiform’s digital templates are built for flexibility and ease of use in standard inspections. Since every organization has its own specific information security needs, using the ISO 27001 compliance template in our app helps you spot outstanding issues, evaluate the current state of your ISMS, and improve communication between staff and stakeholders throughout the process.

Download Lumiform’s ISO 27001 audit checklist today

Spot gaps quickly, assign tasks, and log findings in one place. With built-in features for dates, document reviews, and team responsibilities, this template brings structure to even the most complex audits. You stay in control, and your audit trail stays clean. Start using it to cut down on preparation time and avoid missed steps! Whether you’re working across teams or managing a single site, this tool gives you a reliable format for running efficient, compliant audits.

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Preview of the template

Audit

Insert company logo

Scope

Enter the scope

Opening meeting

List of attendees of opening meeting and their roles

Are there any Health & Safety issues that might affect the conduct of the audit?

Overview of the company

Review of previous audit findings

Describe the findings and indicate if they have been addressed and in what way

Key themes

Identify key themes

INFORMATION SECURITY MANAGEMENT SYSTEM

ISMS Policy

Does the ISMS policy include a framework for setting objectives?

Take into account legal and regulatory requirements?

Establish criteria against which risk will be evaluated?

Been approved by management?

Record the date the ISMS policy was last updated

Risk Assessments

Has the risk assessment methodology been defined

Describe how risks are identified, analysed, evaluated and treated

Record the date the Risk Assessment was last updated

Statement of Applicability

Have control objectives and controls been defined, selected, implemented or justification for their exclusion been documented.

Record the date the SoA was last updated

Operating the ISMS

How is the effectiveness of controls measured to ensure consistent and reproducible results?

Is there a log of actions and events which impact upon the effectiveness of the ISMS? Give examples of records seen

Is there evidence of any improvements to the ISMS?

Is there a documented Control of Documents procedure?

Is there Control of Records Procedure? Are records protected and controlled? Have the controls required to identify, store, protect, retrieve, retain, and dispose of records been documented?

MANAGEMENT RESPONSIBILITY

Is there evidence that sufficient resources have been provided to adequately monitor, review, maintain and improve the ISMS?

Is there a training and awareness programme? Give examples of records seen to demonstrate this.

How is the effectiveness of any training given evaluated?

INTERNAL ISMS AUDITS

Have Internal ISMS audits been conducted and is there evidence that they have been planned?

Give dates and examples of audits conducted

MANAGEMENT REVIEW OF THE ISMS

Have management reviews of the ISMS been conducted and recorded?

Give details of the inputs and outputs

Give the date of the latest management review

ISMS IMPROVEMENT

Are there any records of non-conformities? If yes how have these been addressed and what evidence was seen?

Is there any evidence of preventive action taken to identify potential non-conformities, and evaluation of the need for action? Give examples

Closing meeting

List of attendees of closing meeting and their roles

Major non-conformances

List any MAJOR non-conformances

❌I regret to inform you that on this occasion I am unable to recommend your certification

Minor non-Conformances

List all MINOR non-conformances

Observations and opportunities for improvemement

List any observations or opportunities for improvement

I am pleased to be able to tell you that you have met the requirements of the standard and I will therefore be recommending your certification

Sign off the audit

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Frequently asked questions

What does having ISO 27001 mean?

Having ISO 27001 means your organization has a formal, documented system for managing information security risks. It shows you’re not just reacting to threats, but actively identifying and addressing them. It’s often a requirement when bidding for contracts, especially in sectors like finance, healthcare, and IT, where data security is a deal-breaker.

What are the ISO 27001 requirements?

ISO 27001 requires you to build an Information Security Management System (ISMS) that includes defined policies, risk assessments, and a documented Statement of Applicability. You’ll also need regular internal audits, management reviews, and records of continual improvement. One component that often gets overlooked is showing your controls actually work, since auditors want concrete evidence.

What is the difference between ISO 27001 and ISO 9001?

ISO 27001 focuses on managing information security risks, while ISO 9001 is about quality management systems. Think of it this way: ISO 27001 protects your data and systems from threats, and ISO 9001 keeps your operations running smoothly and consistently. They’re often implemented together, but they serve different purposes and require different types of documentation.

This template, developed by Lumiform employees, serves as a starting point for businesses using the Lumiform platform and is intended as a hypothetical example only. It does not replace professional advice. Companies should consult qualified professionals to assess the suitability and legality of using this template in their specific workplace or jurisdiction. Lumiform is not liable for any errors or omissions in this template or for any actions taken based on its content.