SOX Audit Checklist Template

Verify your security controls prior to implementation with a sox audit checklist

Security is one of the most important aspects of running a successful business. However, many businesses don't take adequate precautions to protect themselves from potential security threats. One such threat comes in the form of cyberattacks - attacks that involve exploiting vulnerabilities in an organization's systems in order to gain unauthorized access to confidential data or resources. Cybersecurity experts often refer to these attacks as "snowballing," because once one vulnerability is discovered and exploited, it can quickly lead to other problems being exposed.

Lumiform’s sox audit checklist includes a number of items related to company security management, such as risk assessment and control planning, incident response plan, physical security measures, and employee training. By checking off each item as it is completed, you will ensure that all necessary precautions have been taken in order for your organization to protect its data safely.

The Sarbanes-Oxley Act (SOX) is a law that was passed in 2002. The law requires public companies to take steps to protect their data from unauthorized access, destruction, or alteration. This includes implementing safeguards such as standardizing and documenting policies and procedures related to security management, monitoring data access and retention practices and reporting any suspected breaches of security.

To help internal auditors carry out their responsibilities under SOX, they use a checklist as the sox audit checklist. This checklist helps auditors identify whether company policies and procedures are effective at protecting their data from unauthorized access.