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HACCP guide: A step-by-step plan for food safety

HACCP guide: A step-by-step plan for food safety

Author NameBy Ima Ocon
•
April 3rd, 2025
• 12 min read
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Table of contents

  • What is HACCP?
  • Why use the HACCP system?
  • What are the HACCP requirements?
  • How can you build an HACCP system?
  • How can you get HACCP certified?
  • Best practices for HACCP audits
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Summary

Learn what HACCP is, why it’s essential for food safety, and how to implement it step-by-step. This guide covers key principles and critical control points to keep your food business safe and compliant.

Maintaining food safety and quality are two of the most important responsibilities of any restaurant or food business. HACCP is the agreed-upon best system that allows businesses to do it. By following HACCP principles, your business can minimize chances of foodborne illness or other disease.

This guide will explain how to implement the HACCP principles and set up a robust food safety system.
You’ll learn how to identify potential hazards, establish critical control points, and document the process properly.

What is HACCP?

HACCP is the system that many restaurants use to ensure food safety and quality. Improperly stored food, unhygienic conditions, inadequate kitchen protocols or faulty manufacturing can drastically harm consumers. Thus, these errors need to be avoided at all costs, which is where HACCP comes in.

Especially in a globalized world, it can be difficult to make sure food is safe to circulate. This is why HACCP was established. HACCP stands for Hazard Analysis and Critical Control Points.

The method is an internationally recognized system managing food safety, largely through preventive measures that are easy for food producers, distributors or manufacturers to follow.

When integrating HACCP into your food safety program and strategy, you must consider biological hazards, as well as other dangerous factors like chemical and physical risks, in order to be recognised by the committee. Properly implementing HACCP means paying attention to every factor that could represent danger.

Here’s a video that gives you a quick intro to HACCP:

Why use the HACCP system?

Using the HACCP system sends a strong message that you take food safety seriously and are able to guarantee it. This is an important and integral part of any business in the food industry because it:

  • Is a means of detecting, prioritizing, preventing, and controlling potential hazards in food production.
  • Generally ensures compliance with the law and applicable regulations.
  • Aims to prevent foodborne illnesses and allergic reactions resulting from cross-contamination.
  • Allows companies to adopt a holistic view of food risks and control factors such as biological, chemical, and physical hazards efficiently.
  • Enables organizations to fully control all their procedures.
  • Ensures that food safety standards improve across the globe, as many customers nowadays require their suppliers to use fully certified HACCP systems.

HACCP is essentially a quality management system (QMS) that can be used at almost any point within the food industry chain. This includes during production and delivery,food storage and temperature regulation, and ensuring restaurant hygiene. Even though HACCP certification is not always mandatory, following the guidelines will improve your safety processes, make you globally competitive, and improve daily processes.

What are the HACCP requirements?

HACCP is based on seven basic principles that teach businesses how to create a HACCP team, conduct employee education, and design an HACCP plan.

These seven HACCP principles incorporate all safety-related operations within the food chain:

Identify and analyze hazards

Before you can address hazards in your kitchen, you first need to identify them. In order to conduct a proper HACCP risk assessment, you need to look for biological, physical, or chemical hazards that might impact the safety of your products.

Check for said hazards during the production, storage, packaging, and other stages of food distribution. Be as thorough and diligent as possible to get the most out of your work.

Identify critical control points

Critical control points, or CCPs, help you identify, avoid, prevent, and eliminate hazards in order to fully control your operations. Critical control points are the factors which could lead to hazards, whether it is temperature, pH, weight, or something else. Ways to handle a critical control point include refrigerating your food, testing for substances, or examining your processing methods.

Establish critical limits

In order to make use of your newly determined CCPs, it is important to attach critical limits to them that are based on scientific findings. Anything outside of these limits may result in food unsafe for human consumption. Examples of critical limits include parameters such as:

  • Food temperature
  • Presence of microorganisms
  • Moisture levels
  • Additives

Report and address any CCP breach immediately through pre-established corrective actions.

Monitor the CCPs

CCPs need regular monitoring in order to be effective. Therefore it is vital that you put a system in place that helps with this. One way to monitor your critical control points is by employing a specific observation sequence, and document findings using checklists.

For example, checking temperature logs at regular intervals is a common CCP monitoring practice, which you can do manually or automatically, depending on your means and needs.

Establish corrective actions

The core of HACCP is correcting errors or bad practices. No matter how diligent your CCP monitoring is, there is always a possibility of mistakes. As soon as a critical limit has been breached, take corrective actions to eliminate or minimize the hazard.

Pre-establishing corrective actions allows you to act quickly and efficiently in order to protect consumers as well as your business. Corrective actions could include:

  • Disposal of undercooked items
  • Recalling products that may have been compromised
  • Providing more training

Verify the effectiveness of your HACCP plan

Establishing processes for taking corrective actions and resolving issues is essential for a functioning HACCP system. Verifying the usefulness of such measures involves regularly scheduled reviews at different stages of the process. It is important that you document all your findings in order to be able to prove that your HACCP system is fully functional, or improve it if not.

Document your procedures

Keeping records of all HACCP-related activity is vital. Accurately documenting your efforts makes it easy to see whether your system needs updating or you can still improve it further. It also helps you present proof of your commitment to food safety and your compliance with regulatory requirements. To standardize the process, you can customize and use these pre-made HACCP templates, then save them afterwards too for more thorough documentation.

How can you build an HACCP system?

Since HACCP can apply to various industries, procedures will vary depending on the work that you do. However, there are five general steps which are useful for any kind of business.

1. Establish an HACCP team

By appointing specific employees to oversee HACCP implementation, you will eventually have a team of experts that are familiar with the regulations and can reliably conduct HACCP processes.

Ideally, your HACCP team is made-up of employees from various sectors within your company. This provides you with a holistic and multi-faceted viewpoint which covers every aspect of your processes.

Training your employees is an essential step of developing an HACCP plan. Such training is generally handled by outside experts, and helps to ensure compliance:

  • Make sure all team members are aware of what HACCP is and why it’s important. When they understand why the system is relevant, employees are more likely to take their training seriously and follow food safety procedures to a T.
  • Help team members by providing a list of common food safety hazards so that they know what to look out for and avoid, from foreign substances in products to cross-contamination which could trigger food allergies.
  • Inform your team members of food safety practices – but keep in mind that these are often subject to change and need to be reviewed regularly.
  • Teach your team the seven basic HACCP principles and make sure everyone fully understands them.

2. Describe the product and its distribution

In order to make sure you address all important factors in your hazard analysis, it’s important to make sure you know everything relevant to and about your product, such as:

  • How is the item composed?
  • What are the ingredients and hazards pertaining to those ingredients?
  • How much water does the product contain? Could there be microbial growth if you don’t diligently monitor the product?
  • How does the product need to be packaged/stored/shelved?

Don’t underestimate the importance of knowing how your product is made. The more precise your descriptions and labeling, the safer your product will be for consumers.

3. Identify the product’s intended use

A sometimes overlooked aspect of food safety is considering who will be consuming your food and how they are going to use it. You need to ask yourself:

  • Is the intended target group susceptible to illness (e.g. children)?
  • Can certain consumers misuse the food in any way? Make sure to record exactly what constitutes misuse.
  • Are there ingredients or components people could be allergic to? Do your best to mark those

It is also important to consider whether your product will need to be cooked or processed by consumers or if it can be consumed directly. This can help you identify potential hazards later on.

4. Describe the process

Once you’ve established your team and analyzed your product, it’s time to develop your HACCP process. This is generally done by drawing up a so-called commodity flow diagram (CFD). This diagram varies from industry to industry and country to country.

A CFD lays out the entire manufacturing process as a graphic, starting from raw materials and ending with the finished product.

5. Test the flow diagram

As a final step, it is necessary to confirm the accuracy of your CFD. Does the theoretical production diagram actually match reality?

You can assess this via a process called “walking the line”. Your team will follow the production process step-by-step, without deviation, and reconfirm everything in the flow chart. Take note of anything that is not accurate. You need to properly record and integrate all vital information into the CFD.

How can you get HACCP certified?

There is no consistent protocol for HACCP certification, as regulations differ by country. While HACCP is an internationally recognized standard, rules, regulations and procedures differ, just the same as accreditation bodies.

Some businesses are generally required to have HACCP systems for food safety in place (e.g. seafood, juice) but HACCP may not be required in other industries. Nevertheless, HACCP plans are always an asset and can help your business thrive by eliminating potential hazards.

Even though there are no strict rules in place, you can prepare yourself for HACCP audits by taking an HACCP course and thoroughly studying the material. Audits usually happen in two parts:

Step 1: Preliminary audit

In the first part of an HACCP audit, the external auditor reviews and confirms your team. In order to do this, they examine management standards and team preparedness before assessing whether the company complies with HACCP certification standards. They then draw up a report that details where standards were met or areas that were lacking.

Step 2: Full on-site inspection

During the second half of the audit procedure, your company will receive a more in-depth review. The auditor makes sure that you are complying with HACCP regulations and that your food safety management system is functioning. Once the audit process ends, the auditor and food safety manager meet and discuss any issues, after which the auditor will recommend certification or tell you which further requirements you need to meet.

Step 3: Surveillance audit

Businesses are observed for around 2 years after a successful audit as part of what’s called a surveillance audit. This is to make sure that they are following the HACCP plan, practicing food safety, and doing everything possible to reduce food risks.

Best practices for HACCP audits

To guarantee a successful audit process, make sure that you follow every step of HACCP beforehand. In total, there are 12 things to do – five preparatory steps and seven HACCP principles. Build a checklist, take your time, and be thorough. Here is a summary of the 12 previously mentioned steps:

  1. Establish your HACCP team
  2. Describe your product
  3. Describe the product’s intended use
  4. Draw up the CFD
  5. Confirm the CFD
  6. Principle 1: Identify hazards
  7. Principle 2: Determine CCPs
  8. Principle 3: Establish critical limits for CCPs
  9. Principle 4: Introduce a monitoring procedure
  10. Principle 5: Establish corrective actions
  11. Principle 6: Verify your HACCP plan
  12. Principle 7: Record your efforts

When you’ve followed all of these steps and you are ready for the audit, make sure to:

  • Have all your documents prepared and submitted in advance.
  • Respond to any concerns raised by your auditor as soon and as thoroughly as possible.
  • Have everything in order before you schedule the final third-party audit.

Meeting HACCP requirements and keeping your restaurant running securely is easiest with the help of a digital inspection app like Lumiform. The flexibility of digital solutions allows you to perform inspections from your phone no matter where you are, with automatic data storage. You can use a pre-built template, or you can create your own to reflect the requirements applicable to your country and industry

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Frequently asked questions

What are the most common HACCP mistakes and how can I avoid them?

Some common HACCP mistakes include skipping a thorough hazard analysis, setting unrealistic critical limits, and neglecting regular plan reviews. To avoid these, identify all potential hazards—biological, chemical, or physical. Set clear, measurable critical limits and revisit your HACCP plan annually or after any process change.

What is the role of critical limits in a HACCP plan?

Critical limits are the boundaries (like temperature or time) that control a hazard and keep food safe. If these limits are exceeded, food safety is compromised. You set them based on scientific data, guidelines, or industry standards. For example, for cooked poultry, a critical limit is typically 165°F to destroy harmful bacteria.

How do I verify that my HACCP plan is working correctly?

Use a mix of monitoring, testing, and reviewing records. Conduct regular internal audits to check if you’re monitoring critical control points (CCPs) properly and taking corrective actions when needed. Test processes—for example, calibrating thermometers or conducting microbiological testing—to confirm if you’ve controlled hazards.

Author
Ima Ocon
Ima is a writer and editor who specializes in technology, with experience crafting content for companies like Canva and FluentU. She's passionate about startups, remote work, and language learning, as well as the applications of AI in marketing. Currently, she is based in Asia, and she previously studied in Taiwan and Singapore.
Lumiform offers innovative software to streamline frontline workflows. With over 12,000 ready-to-use templates or custom digital forms, organizations can increase efficiency and automate key business processes. The platform is particularly user-friendly, offering advanced reporting capabilities and powerful logic functions that enable automated solutions for standardized workflows. Discover the transformative potential of Lumiform to optimize your frontline workflows. Learn more about the product

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