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Internal audit annual plan template

Internal audit annual plan template

Create a comprehensive internal audit annual plan to keep your team focused on high-priority audits, manage resources effectively, and document findings with clarity.

Use this template
or download pdf
Internal audit annual plan template

Create a comprehensive internal audit annual plan to keep your team focused on high-priority audits, manage resources effectively, and document findings with clarity.

Use this template
or download pdf

About the Internal audit annual plan template

This internal audit annual plan template supports your team in preparing a clear roadmap for the year. With customizable fields for objectives, timelines, and priorities, this template makes it easier for you to prioritize tasks, keep track of resource needs, and communicate findings to stakeholders. By using this template, you’ll be able to organize audit efforts efficiently, focusing on key risk areas and simplifying follow-ups.

How to use the internal audit annual plan template

Here’s how to make the most of the template, from planning to execution:

  1. Customize your objectives and scope. Begin by tailoring the template to capture your audit objectives, scope, and key risks specific to your organization. Outline what each audit will focus on and align it with your strategic goals.
  2. Define audit frequency for each area. Not all audits need the same level of frequency. Use this step to assign review intervals—whether quarterly, biannual, or annual—based on the risk and importance of each area. This lets you allocate resources smartly and focus on areas that need the most oversight.
  3. Assign responsibilities and set deadlines. Add key details to ensure accountability, such as who will handle each audit and specific timelines for completion. This step is particularly valuable when team members are using the template in the Lumiform app, where you can assign roles and track progress in real time.
  4. Track and document findings. Throughout the audit process, capture findings and action items directly in the template. This keeps everyone updated and makes it easier to report results and identify trends.
  5. Review and update regularly. An effective audit plan is dynamic. Revisit the template as needed to adjust for new priorities, regulations, or risks. Monitoring it frequently helps ensure your audit plan stays relevant and effective throughout the year.

Best practices for using the internal audit annual plan template

Here’s how to get the best results from the template with targeted planning and analysis.

Focus your audits on high-risk areas so you can prioritize the departments, processes, or operations that carry the most potential impact for the business. This targeted approach not only enhances efficiency but also helps you allocate resources where they’ll deliver the most value.

Define the scope clearly as well to prevent audit overlaps and redundancies. When each audit has clear boundaries, your team can operate with purpose, avoiding duplication and covering more ground across the organization.

It’s also important to analyze audit trends over time so your team can identify recurring issues, emerging risks, and areas of improvement. Use these insights to adjust future audit priorities, refine procedures, and better prepare for any changes in regulations.

Download Lumiform’s internal audit annual plan template today

Streamline your audit process with this template, which allows you to manage priorities, define audit procedures, and track findings all in one place. It empowers your team to stay organized, focused, and prepared for each audit throughout the year. With a structured template, you can reduce time spent on planning and maintain a clear record of each audit’s progress and results.

Related categories

  • Risk management and compliance templates
  • General templates
  • Templates for business processes
Preview of the template
Page 1
Audit Objectives
What are the key objectives of the internal audit plan?
How do these objectives align with the organization's strategic goals and priorities?
Audit Universe
Provide an overview of the organization's audit universe (i.e. all auditable entities, processes, and activities).
What are the key risk areas within the audit universe?
How frequently should each auditable entity/process be reviewed?
Risk Assessment
Describe the risk assessment methodology used to prioritize audit areas.
What are the key risk factors considered (e.g. financial, operational, compliance, reputational)?
How are risks scored and prioritized?
Audit Plan
List the proposed audits for the upcoming year, including the audit objective, scope, and timeline.
How were the proposed audits selected and prioritized?
What resources (e.g. staffing, budget) are required to execute the plan?
How will the plan be monitored and adjusted throughout the year?
Reporting and Follow-up
Describe the process for reporting audit results to management and the board.
How will the implementation of audit recommendations be tracked and followed up on?
What key performance indicators will be used to measure the effectiveness of the internal audit function?

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Related resources

Access a complete set of resources aimed at maximizing safety, quality, and operational excellence, including detailed guides, related templates, and real-world use cases.

Topic guides

Read in-depth guides covering key topics related to this article.

Audit program: Key steps and best practicesCompliance audit mastery: A handbook for proactive businessesInternal audits: Your detailed guide to proper auditingSafety audit: A comprehensive guide to proactive risk management
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Frequently asked questions

What is the purpose of an annual internal audit plan?

An annual internal audit plan gives an organized approach for evaluating key areas of risk, compliance, and operational efficiency. Its purpose is to guide the audit team in identifying high-priority areas, assessing potential risks, and ensuring resources are allocated effectively.

What key factors should influence the scope of the internal audit?

The scope of an internal audit should be influenced by factors such as the organization’s risk profile, regulatory requirements, previous audit findings, and industry-specific challenges. Consider areas with high financial or operational impact, compliance risk, or known control weaknesses.

How can I make sure the internal audit plan aligns with our company’s strategic goals?

Start by understanding the broader strategic objectives of your company, then identify risks or operational areas that directly impact them. Collaborate with leadership to set audit priorities that support those objectives and adjust the plan as new goals emerge.


This template, developed by Lumiform employees, serves as a starting point for businesses using the Lumiform platform and is intended as a hypothetical example only. It does not replace professional advice. Companies should consult qualified professionals to assess the suitability and legality of using this template in their specific workplace or jurisdiction. Lumiform is not liable for any errors or omissions in this template or for any actions taken based on its content.
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